
M. L. GRACIA
An Analogy
A metaphor exists comparing the relationship between body
mass index and type 2 diabetes in Africa and East Asia to the
rise and distribution of malaria and sickle cell trait across the
African continent. Both series of evolutionary phenomena re-
volve around the implementation of agriculture and the subse-
quent rise in human population size and societal complexity.
Retro-analysis and comparison of the co-evolution between P.
falciparum and humans to the genetic changes that positively
affect BMI despite T2D risk in some African populations can
further reframe diabetes in our minds as a dynamic and subtle
consequence of human behavioral history. This analogy is
meant to remind us of the environment’s powerful effect on the
genome, to add context and understanding to the trends we
have studied thus far, and to affirm a novel perspective for
studying T2D and other emergent disorders in the future.
To learn from this analogy, one needs to retrace the concur-
rent adaptation of a protozoan with macro-scale behavioral
changes of the human species. The “burden” of malaria, as de-
scribed in Richard Carter and Kamini Mendis’ survey of the
mosquito-borne infectious disease, has been felt by inverte-
brates, vertebrates, mammals, and primates throughout evolu-
tionary history. Plasmodium falciparum, the most virulent hu-
man malaria agent, may have diverged from Plasmodium rei-
chenowi in concert with the split between the precursors of
humans and chimpanzees around 4 to 10 million years ago
(Carter & Mendis, 2002). P. falciparum and other extant Plas-
modium agents of human malaria—P. malariae, P. ovale, and
P. vivax—are also equally tied to the evolution of their vector,
the female Anopheles mosquito. These realities, perhaps better
than any other, truly embody the intimate coevolutionary rela-
tionship existing between the extant Plasmodium agents of
human malaria and their hosts.
Eight to ten thousand years ago in the “Fertile Crescent” of
modern day southern Turkey and northeastern Iraq, modern
humans began changing their behavior, and their surroundings,
in a momentous way. The innovation of agriculture—a meth-
odological practice involving the clearing, irrigating, cultivating
and harvesting of fertile land—would allow humans an un-
precedented level of sustainability and control over their envi-
ronment. This newfound control would direct the species’ glo-
bal distribution and evolution, as well as those of the species
dependent on them. Four to five thousand years ago, the agrar-
ian revolution reached western and central Africa. Human
populations across Africa began gathering in larger settlements
and reproducing at much higher rates, now supported by this
new form of energy production (Carter & Mendis, 2002).
The behavioral adaptations of humans caused the African
Anopheles to follow in suit. The anthropophilic index, the pro-
bability that a mosquito in a given region will acquire a blood
meal from a human source, is a good proxy for gauging this
coevolution. Carter and Mendis cite anthropophilic indices
taken from various regions of the world in the range of 10% -
50%. In sub-Saharan Africa, however, the range of indices is
80% - 100% (Carter & Mendis, 2002). Frank Livingstone was
the first to attribute this stark shift in preference to the signifi-
cant changes in human density and population size created by
the implementation of agriculture. It has been hypothesized that
the subtropical, cultivated regions of Asia and the Middle East
were shielded from this trend by presenting mosquitos with a
larger buffer of domesticated animals, thereby dampening their
dependency on human activity and distribution. Furthermore, in
Africa, the practice of agriculture also created large collections
of still water that facilitated mosquito breeding. The increases
in human density and local population size along with the addi-
tion of mosquito habitats near these population centers com-
bined to create a situation of endemic malaria in certain regions
of Africa (Carter & Mendis, 2002). From an ecological per-
spective, the invention of agriculture can and should be viewed
as a major disturbance within the community. Furthermore, hu-
man beings can be viewed as ecological engineers within their
ecosystem. By manipulating their environment, they also fa-
cilitated the re-colonization and proliferation of another de-
pendent species within the successional process.
We must now track a final aspect to this story—the frequen-
cies and selection for human HgbS, the allele causing the auto-
somal recessive genetic blood disorder sickle-cell anemia.
While homozygosity for this allele produces the commonly
mortal phenotype we call sickle-cell anemia, a heterozygous
phenotype produces a co-dominant effect we call “sickle-cell
trait”. Those bearing the heterozygous phenotype produce a
blend of normal red blood cells and “sickled” cells—abnormal
red blood cells that acquire their distinct shape from a deform-
ity in the β-globin chains of hemoglobin. It is the presence of
these sickled cells among functional red blood cells that offers
carriers both adequate perfusion of body tissue and an intraery-
throcytic environment that inhibits P. falciparum’s lifecycle
and proliferation. Increases in post-infection survivability among
carriers, estimated to be as high as 90% in some regions, have
created intense selective pressure for this heterozygous advan-
tage in regions of endemic malaria (Carter & Mendis, 2002).
To learn and apply the lessons concerning agriculture, ma-
laria, and sicke-cell trait to selective forces in agrarian societies
that affect the distribution of type 2 diabetes, we must think
laterally. While agriculture as a common denominator makes
this an easy comparison, direct similarities in this meta-analysis
are not as important as the underlying principles they imply.
Agriculture and its effects on Plasmodium, Anopheles, and
humans serve as an example of behavioral and environmental
catalysis of adaptive evolutionary change. In the same way that
the practice of agriculture has created significant selective
pressures that have increased the frequency of the HgbS allele
despite the devastating effects of the recessive homozygous
genotype, agriculture has created an energy abundant environ-
ment where a molecular variant of TCF7L2 (HapA), despite its
positive association with BMI and type 2 diabetes, can thrive
because of its advantages in energy metabolism. Additionally,
while we have learned a substantial amount from the similari-
ties of these examples, we can also learn from the subtle ways
in which they differ. It is important to distinguish that while
causality of these evolutionary relationships are similar, selec-
tion for HapA is not being driven by the environmental side
effects of agriculture, but rather by the production of agriculture
itself. The various new forms and quantities of food possible in
agricultural societies have forever changed the dietary patterns
within them. This different form of behavioral change has
shown equally capable of influencing genetic change, and the
persistence of type 2 diabetes. One must remember that diet,
along with subsistence, infectious disease, and other sociocul-
tural and environmental filters must be given the attention they
deserve in the study of any worldly distributed disorder
(Jackson, 2004). Both these filters—by their ability to fill the
gap and complicate the pathway between a coded genotype and
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